Review
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“. . . explores the transformations through time of the
‘little people’ of ancient Europe, both as ‘elementals’
personifying subtle powers of the natural world and as ambiguous
projections of our own fears and desires. We have always had
uneasy relations with these furtive beings who populate a secret
world just out of , both close to home and beyond our ken,
and alien, a ‘hidden folk’ who manifest the quiet
mysteries of our daily lives. Professor Lecouteux offers a
comprehensive and engaging ‘unnatural history’ of these exotic
familiars.”, Craig R. Davis, professor of English language and
literature at Smith College
“Claude Lecouteux shares long-needed in into the historic
and mythological origins of dwarfs and elves and into the modern
plight without them. This book is a hallmark read in
understanding the legacy and impact of invisible worlds.”, S.
Kelley Harrell, M.Div., author of Runic Book of Days
“In The Hidden History of Elves and Dwarfs Claude Lecouteux’s
wide-ranging knowledge and ins are focused upon a
significant part of European magical tradition and mythology, the
realm of what he calls ‘lower mythology,’ of which the dwarfs are
the best-known and most persistent characters. In Northern
Tradition mythology, dwarfs are best known for making precious
and magical artifacts such as Odin’s spear, Thor’s hammer,
Freya’s necklace, and the golden-bristled boar of the gods. Apart
from making jewelry, weapons, and armor for the gods, the dwarfs
have their own magical attributes. Aubéron has a bow whose arrows
always hit the target, an impenetrable chain-mail coat, a horn,
and magic cup.
Dwarfs are remembered in ancient Scandinavian place-names, and
folktales from all over Europe embed the memory of dwarfs in the
fabric of storytelling. Emerging from dense forests, mysterious
lakes, burial mounds, and hollow ains, sometimes they aid
humans, but often they are unreliable assistants, for they have
their own agendas. They exist within a world of fluid boundaries
where transformation plays a major role.
Denizens of an otherworld that interpenetrates the human world,
dwarfs and elves were demonized by churchmen and conflated with
Biblical evil powers. The realm of elves and dwarfs was much
wider and far more diverse than that. Claude Lecouteux defines
the real difference between sprites, elves, dwarfs, duses,
trolls, and various forms of giants that existed in human
perception before their demonization. The Hidden History of Elves
and Dwarfs is essential reading for everyone who has ever
wondered exactly what dwarfs are and where they come from.”,
Nigel Pennick, author of The Pagan Book of Days
"Modern studies rather tend to emphasize the cultural and
psychological over the mythological. Nevertheless, Lecouteux
marshals his scholarship and argues rationally, making a
plausible case and maintaining interest throughout. The
translation makes this an easy read, full of engrossing material
and engaging ideas. Also, it is good to hear a continental
perspective on these matters.", [MH], Northern Earth Magazine
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About the Author
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Claude Lecouteux is a former professor of medieval
literature and civilization at the Sorbonne. He is the author of
numerous books on medieval and pagan afterlife beliefs and magic,
including The Book of Grimoires, Dictionary of Ancient Magic
Words and Spells, and The Tradition of Household Spirits. He
lives in Paris.
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Excerpt. © Reprinted by permission. All rights reserved.
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Chapter Two
The Dwarf in Western Literature: Romance, Celtic, Germanic
The Germanic Literature of the Middle Ages
It was around the years 1023-1050 that a dwarf was mentioned for
the first time in the literature of the German-speaking regions,
but non-literary texts show that this figure was known long
before this date. The Ruodlieb, which is considered to be the
first romance of the Middle Ages, was written in Latin, based on
legends whose traces we can find in later works. It tells of the
encounter between a knight and a dwarf, and this encounter
deserves a momentary stop as it includes all the principle
characteristics of the German dwarf found in subsequent tales.
Ruodlieb sees a dwarf at the entrance to a cave and captures him.
In return for sparing his life, his prisoner promises Ruodlieb
that he will show him the place where the treasure of Kings
Immunch and Hartnuch is hidden; then he foretells his future.
Ruodlieb will win the hand of the fair Heriburg, but it will only
be at the cost of much spilled blood if he does not follow his
counsel. The suspicious knight demands pledges; so his captive
calls for his wife. She emerges from the cave and offers to be
the knight’s hostage until he has made good on his promises. It
is finally said that this figure “is quite beautiful despite her
small size.”
Unfortunately, the eighteenth fragment of the Ruodlieb stops
here.
We should keep in mind the essential information gleaned from
this story: dwarfs live in caves, they know hidden secrets, and
they have the gift to foretell the future. Furthermore, they
inspire distrust in those they meet, which implies not all of
them mean well.
All the later texts confirm what the Ruodlieb says and add some
finishing touches.(29) The dwarfs dwell inside hollow ains
that are veritable underground palaces sparkling with gems. They
have wives and children, suzerains, and vassals and live in a
hierarchical society that is a perfect reflection of medieval
society. There is a nobility with a king at its head. Only
peasants are not mentioned, but they rarely appear in courtly
literature. Dwarfs experience the same passions as men,
especially the torments of love and the goad of ambition. They
wage war among themselves to expand their domains, in other words
to conquer other hollow ains. They have hereditary enemies:
giants and dragons. Their amusements agree on all points with
those of the human world: they love music, singing, dancing, good
meals washed down with wine or mead; they organize jousts and
tourneys on the green meadows that extend before their
underground palaces; and finally, they know how to speak
courteously. The great majority of them are well-meaning and
helpful; only the Arthurian romances, in agreement with romance
literature in general on this point, portray perfidious or
thieving dwarfs.
Dwarfs can appear in one of three ways in the Germanic regions.
They can take the appearance of bald, bearded old men, or
resemble extremely beautiful children, or else look like knights.
The first type is quite rare in the Middle Ages, although it is
the predominant type in later folk tales. It is vouched for by
only three texts.(30) The child dwarf is equally rare and only
appears in the Gest of King Ortn.(31) These first two types are
incontestably the oldest and the least contaminated, but they
were suped by that of the dwarf knight, a reflection of the
era in which the poets lived whose work I am using--and they
almost vanished completely from the writings. Their resurgence
several centuries later indicates nevertheless that they
continued to live in oral folk traditions.
In the romances, dwarfs are generally between twenty-seven to
forty-four inches in height. Though they have small feet and
short legs they have the strength of twelve to twenty men, which
some authors explain is due to their possession of magical items.
(The physical weakness of a dwarf is an add-on motif: it was
thought that a small body could not possess great strength.)
Dwelling inside ains or even underground, and sometimes even
behind a waterfall, the dwarf knew all the secrets of nature: the
virtues of the waters, stones, metals, and s. Of all the
monstrous humans of Medieval German literature, the dwarf is the
only one to wield magical powers. He knows how to turn invisible,
thanks to a magic cape (Tarnkappe) or headgear (Tarnhelm), an
object that plays an important role in the legend of Siegfried.
The dwarf can also travel in an instant to wherever he wishes to
go, like the fairies in the romances. He owns rings in which
marvelous stones are set, and belts that multiply the strength of
the wearer, or provide protection from poverty, hunger, and so
forth. He owns certain gems that would be quite useful for
students of living languages because when placed beneath the
tongue, they make it possible to understand and speak foreign
languages. They also prevent thirst and prevent dragons from
attacking; in short, nothing is a priori impossible for them. The
dwarf knows the future, which implies a connection to the other
world, but a later, rational explanation redefines this knowledge
as the fruit of the study of necromancy, which, during the Middle
Ages, was synonymous with sorcery.
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